Job Purpose:
- You will be a part of a truly Global Wealth Management organization, working within Capital Markets on a product management team responsible for ETFs, ETNs, Closed-End Funds, and UITs
- This team’s main objectives are product management, due diligence and monitoring, market advice and counsel, and product marketing. You will be responsible for handling product administration, due diligence, data analysis, and communication with financial advisors and asset managers. You will work closely with your team, other teams in the organization, ETP and UIT issuers, and autonomously on other critical initiatives.
Your Responsibilities:
- Take a leadership role in the onboarding due diligence and ongoing monitoring of ETPs and UITs within a Wealth Management organization
- Develop relationships with ETP/UIT issuers and host informational meetings
- Administer necessary internal controls to help manage risk
- Communicate with Advisors and issuers around product availability
- Conduct analysis pursuant to senior management and regulatory inquiries.
Skills and Qualifications:
- a strong understanding of ETPs, UITs and financial markets
- 3-5 years of experience working with ETPs
- Strong work ethic, attention to detail, and a desire to learn
- Ability to manage multiple projects, set priorities and manage deadlines in a fast paced environment
- Strong Excel and analytical skills
- Excellent verbal and written communication skills
- An active FINRA Series 7 and 63/65 or 66 (or ability to earn within 60 days post start date)
- Bachelor’s Degree in Business, Finance, or another quantitative discipline.
Source: for more information click here.
