Specialist – Trading & Trade Support

Charles Schwab Investment Management (CSIM) is the asset management arm of the Charles Schwab Corporation, and has over $320 billion under management in mutual funds and ETFs. Products managed include a wide variety of active and indexed equity, fixed income, and asset allocation strategies, as well as money markets funds. CSIM uses a consistent and disciplined approach to investing across all our products and seeks to develop innovative new products to meet the core investing needs of our clients.

Job Purpose:

  • The CSIM Trade Operations Team (TOPS) provides control and oversight to the portfolio managers (PMs) & traders as it relates to the daily trade processing and settlements on behalf of the Schwab mutual fund and exchange traded fund (ETF) products.
  • We hold ourselves to the highest of standards, and strive to create a strong functional atmosphere in which our PMs and Traders can focus solely on making effective decisions for our funds and our clients.

Your Responsibilities:

  • Perform trade confirmation, transmission, and settlement
  • Cash and position reconciliation
  • Monitor corporate actions
  • Identify, investigate and resolve trade, cash, and position issues
  • Communicate with and monitor our external vendors (brokers, prime brokers, custodians, accountants, etc.) and internal partners
  • Ensure data integrity and assist with system maintenance
  • Network with senior personnel internally and externally to resolve issues, gain needed information, and influence outcomes for team

Skills and Qualifications:

  • Bachelor’s Degree required; preferrably in Finance, Economics or Accounting
  • 1-2 years of experience in financial operations preferred
  • Familiarity with trading and settlement processes for equity, cash or fixed income instruments
  • Demonstrate good judgment in selecting methods and techniques for obtaining solutions
  • Require little instruction on day-to-day work in operational processes
  • No prior licensing required
  • Ability to identify and solve issues proactively and independently
  • Strong communication, teamwork, and relationship building skills

Source: for more information click here.

More Information

  • Experience 1-3 Years
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We were established by Chuck over 40 years ago to champion Main Street over Wall Street, and to help our client’s transform themselves from earners to owners.

Through advocacy and innovation, we work to make investing more affordable, accessible and understandable for all.  As we enter our fifth decade, we are looking for talented, innovative and driven people who believe they can help themselves, and our clients, create a better future.

  • Specialism Consulting, ETF Funds
  • Location San Francisco
  • Address San Francisco, CA
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