Marketing Compliance Officer

Job Purpose:

  • WisdomTree, an SEC-registered investment adviser and leading sponsor of Exchange Traded Funds (ETFs) is currently seeking a Marketing Compliance Officer for a promising opportunity within the Compliance Department.

Your Responsibilities:

  • Reviewing and approving all communications, including but not limited to: marketing materials; custom requests, factsheets; PowerPoint presentations, request for proposals; due diligence questionnaires; website content; and, electronic communication
  • The position requires prior mutual fund, variable annuity and/or ETF advertising/marketing review experience.

Skills and Qualifications:

  • The ideal candidate will have the ability to research and interpret new rules and regulations, a solid knowledge of financial services products, the ability to prioritize a high volume of reviews, excellent communication and interpersonal skills, and must work well both independently and as part of a team
  • Demonstrated organizational and time management skills in a fast-paced, high energy environment are required.

Source: for more information click here.

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Company Information
  • Specialism Index Providers
  • Address WisdomTree Investments 245 Park Avenue, 35th Floor New York, NY 10167
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