The FX Senior Regulatory Business Manager will report directly to the FX Head of Risk and Regulation. The selected individual will need to work across the FX business within Capital Markets as well as coordinate with colleagues in the FX businesses within the D&A and Post Trade divisions.
Responsibilities
The FX Senior Regulatory Business Manager will assist the Head of Risk and Regulation discharge their responsibilities. This will include:
- Helping to administer the complaints handling process in FX.
- Assisting with the running of the FX Risk and Regulation Working Group.
- Maintaining and updating sales guidelines.
- Administering the New Markets and Products process and helping the business prepare for submissions to the NPM committee. Ensuring record keeping is maintained within the business to support each submission.
- Management of special, strategic regulatory change projects/programmes, identifying cross divisional regulatory change impacts, managing communication/visibility to key business stakeholders as appropriate.
- Relationship management with Compliance departments on all identified change related programmes to ensure all regulatory requirements are met. Assist the Head of Risk and Regulation to manage crisis incidents by coordinating activities among the Bronze group as necessary
Desired Skills and Experience
- Excellent organisational skills
- Strong communication skills
- Good knowledge of the FX markets preferable
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