Summary:   

We are seeking a highly motivated professional to serve as a member of BlackRock’s Compliance team, focusing on BlackRock’s ETF compliance program.

This individual will be responsible for handling compliance matters related to the BlackRock’s ETF business. This individual will partner with multiple areas within the firm (including product development, fund administration, board governance, and global markets). Candidates should be able to work effectively within a team environment, but also be self-directed and able to work autonomously.

Responsibilities would include, but not be limited to:

  • Assist in development of compliance program for BlackRock ETFs (index and active)
  • Draft, review and/or implement policies, procedures and processes to help ensure compliance with applicable regulatory requirements and industry practices
  • Review and test control processes designed to ensure compliance with regulatory requirements, including the ETF Rule
  • Collaborate on new fund launches and enhancements
  • Develop and/or execute periodic testing and oversight of fund compliance

Qualifications:

  • Three plus years of relevant experience with U.S. registered funds, with a preference for experience working on ETFs.  Experience with the Investment Company Act of 1940 is preferred.
  • Strong organizational skills and ability to manage multiple time sensitive matters in a demanding, fast-paced and fluid environment.
  • Business and solution-oriented approach to interacting and working with clients.
  • Exceptional analytical, written and oral communication and relationship-building skills required, as is a proven track record working as a member of a team.
  • Bachelor’s degree required; law degree or MBA welcome.

Source: for more information click here.

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